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Related provisions for SUP 10A.12.6

1 - 7 of 7 items.

SUP 10A.17.2G01/04/2013

If the firm or its advisers have further questions, they should contact the FCA's Contact Centre (see SUP 10A.12.6 G).

SUP 10A.12.2G26/01/2017

Table: FCA-approved persons forms

Form		Purpose	Handbook requirement
the relevant Form A	The relevant online form on the FCA and PRA's online notification and application system 3 or the form in SUP 10A Annex 4D (See Note) 1 1	Application to perform controlled functions under the approved persons regime	SUP 10A.13.3 D
Form B	SUP 10A Annex 5R	Notice to withdraw an application to perform controlled functions under the approved persons regime	SUP 10A.13.19 R
Form C	SUP 10A Annex 6R	Notice of ceasing to perform controlled functions	SUP 10A.14.8 R
Form D	SUP 10A Annex 7R	Notification of changes in personal information or application details	SUP 10A.14.15 R
Form E	The relevant online form on the FCA and PRA's online notification and application system 3 system or the form in SUP 10A Annex 8D (See Note) 1 1	Internal transfer of an approved person	SUP 10A.14.4 D
Note: The form in the SUP annex shown is to be used by credit unions, and by other firms only in the event of a failure of the information technology systems used by the FCA. See the relevant "Handbook requirement"